Empirical Process Theory and Applications Fall 2025

Lecturer
Yuansi Chen
Lecture Time and Location
Mon 14:15-16:00 (starts on 22.09.2025), HG D 5.2
Course Number
401-4627-00L
Office Hours
Mon 16:00-17:00 or by email appointment, HG G 15.1

Content

Empirical process theory provides a rich toolbox for studying the properties of empirical risk minimizers, such as least squares and maximum likelihood estimators, support vector machines, etc.

In this series of lectures, we will start with considering exponential inequalities, including concentration inequalities, for the deviation of averages from their mean. We furthermore present some notions from approximation theory, because this enables us to assess the modulus of continuity of empirical processes. We introduce e.g., Vapnik Chervonenkis dimension: a combinatorial concept (from learning theory) of the "size" of a collection of sets or functions. As statistical applications, we study consistency and exponential inequalities for empirical risk minimizers, and asymptotic normality in semi-parametric models. We moreover examine regularization and model selection.

The main content is adapted from the previous ETH courses taught by Prof. van de Geer. We are very grateful for her lecture notes, which provide a student-friendly version of the book "Empirical Processes in M-Estimation", van de Geer, 2010 [Geer10].

The official course catalogue page can be found here.

Prerequisites

This course is designed to be accessible for first-year master student in mathematics. A solid background on undergraduate probability and ``Fundamentals of Mathematical Statistics''' is required.

Lecture notes

(keeps being updated)
Date Content Notes
Mon 22.09. Introduction, motivation Lecture 01
Mon 29.09. Glivenko-Cantelli classes Lecture 02
Mon 06.10. Exponential probability inequalities Lecture 03
Mon 13.10. Covering number, metric entropy, bracketing number, Lecture 04
Mon 20.10. Symmetrization, ULLN based on symmetrization and entropy Lecture 05
Mon 27.10. Symmetrization, VC-classes Lecture 06 & 07
Mon 03.11. (continued) -
Mon 10.11. M-estimators, consistency examples Lecture 08
Mon 17.11. Uniform central limit theorem Lecture 09
Mon 24.11. Chaining, Dudley's entropy integral and asymptotic equicontinuity Lecture 10
Mon 01.12. Application to VC graph classes, asymptotic normality of M-estimators Lecture 11
Mon 08.12. Application to least-square estimators / regularized LSE Lecture 12
Mon 15.12. Guest lecture by Antonio Di Noia

Suggested readings

Lecture 01: Lecture 02: Lecture 03: Lecture 04: Lecture 05-06: Lecture 08: Lecture 09, 10: Lecture 11, 12:

Literature

Related lecture notes